Four-step process: Discovery, Disclosure, Protection, Impact

A Journey, Not a Deadline

Technology transfer is a process that can take months to years. The trail metaphor is intentional: some stages are quick and straightforward; others require patience, iteration, and a willingness to pivot.

The most important thing you can do is start early — before you publish, present at a conference, or share your work publicly. Once a disclosure is public, patent eligibility in most jurisdictions is lost within 12 months (or immediately in some countries).

Key rule: Contact UVM Innovations before any public disclosure. Reach out at innovate@uvm.edu or submit an Invention Disclosure Form as soon as you think you have something.

Five Stages at a Glance

# Stage Key Action
1 Research Meadow Fund & conduct R&D
2 Supply Shop File Invention Disclosure
3 Advancement Trails Prototype & develop
4 Market Meadow Validate & plan
5 Mountain Summit License, launch, or release

The Full Trail Guide

1
Stage 1

Research Meadow

Every transfer starts here — in the lab, the field, or the studio. This stage is about conducting strong, fundable research and documenting your work carefully. Good lab notebooks and clear records are the foundation of any IP claim.

What to do

  • Apply for grants through federal agencies (NSF, NIH, USDA, DOE) and state programs
  • Keep detailed, dated lab notebooks — they establish priority
  • Work with the Office of the Vice President for Research (OVPR) for sponsored research support
  • Be mindful of IP clauses in any research agreements with industry partners
  • Talk to your PI about IP ownership if you're a student or postdoc
OVPR Grant Support SBIR / STTR Phase I NSF Grants NIH Funding
2
Stage 2

Technology Transfer Supply Shop — Disclosure & IP Strategy

This is the most critical and time-sensitive stage. Once you believe you have a potentially patentable invention, you must disclose it to UVM Innovations before any public release. This protects your right to file for patent protection and keeps all pathways open.

What to do

  • Submit an Invention Disclosure Form to UVM Innovations
  • UVM Innovations evaluates novelty, commercial potential, and IP strategy
  • Discuss whether to pursue a provisional patent, full patent, or alternative protection
  • Sign a Confidential Disclosure Agreement (CDA) before discussing your invention with any outside parties
  • Understand UVM's IP policy — in most cases, the university owns inventions made using UVM resources, and shares royalties with inventors

Why file early? The US uses a "first to file" system — not first to invent. Filing a provisional patent application secures your priority date for 12 months at relatively low cost, giving you time to further develop and assess the technology.

Chart showing the Valley of Death funding gap between research and commercialization

IP protection options

  • Provisional patent application — Low cost, 12-month placeholder, establishes priority date
  • Non-provisional (utility) patent — Full patent application, examined by USPTO
  • PCT (Patent Cooperation Treaty) — International patent protection in 150+ countries
  • Copyright — Automatic for software, writings, and creative works
  • Trade secret — For processes that work better kept confidential
  • No protection + open release — A valid choice for maximizing access
Invention Disclosure Form CDA / NDA Provisional Patent UVM IP Policy
3
Stage 3

Technology Advancement Trails — Prototyping & Development

A patent or disclosure is not a product. This stage is about moving from proof-of-concept toward something demonstrable — a working prototype, a validated algorithm, a tested device. Industry partners and investors need to see evidence that it works.

What to do

  • Build functional prototypes using UVM's fabrication and lab resources
  • Pursue gap funding (SBIR Phase I, state grants) to develop from TRL 3–4 to TRL 6+
  • Document your technical specifications clearly for future licensees or investors
  • Engage with UVM's Center for Biomedical Innovation (life sciences) or engineering faculty for development support
  • Consider regulatory pathways early if your technology requires FDA clearance

Technology Readiness Levels (TRL)

TRLDescription
1–3Basic research, proof of concept
4–5Lab prototype validated
6–7Prototype demonstrated in relevant environment
8–9System proven, ready for commercialization
UVM FabLab Center for Biomedical Innovation SBIR Phase I & II STTR Grants ORCA Funding
4
Stage 4

Market Assessment Meadow — Validation & Planning

Technical success and commercial success are different things. This stage is about understanding who your technology serves, whether they will pay for it (or use it), and what it takes to reach them. Customer discovery is the core skill here.

What to do

  • Conduct customer discovery interviews — talk to potential users, buyers, and partners
  • Identify your target market, competition, and differentiation
  • Determine your commercialization path: license, startup, or open source
  • Develop a preliminary business model or value proposition
  • Apply to accelerator programs to get structured support and mentorship

Programs for this stage

  • NSF I-Corps — National program for customer discovery, 7-week cohort
  • ARC (Academic Research Commercialization) — UVM experiential learning, student-involved
  • SPARK-VT — Vermont early-stage startup support and mentorship
  • I-Trep — Medically-focused entrepreneurship training at UVM
  • Vermont Innovation Accelerator (VIA) — Structured commercialization support
NSF I-Corps ARC Program SPARK-VT I-Trep VIA
5
Stage 5

Mountain Summit — License, Launch, or Release

You've validated your technology and your market. Now it's time to formalize the relationship between your innovation and the world. This looks different depending on your pathway.

If licensing

  • UVM Innovations negotiates licensing terms with the industry partner on your behalf
  • Terms include: upfront fee, milestone payments, royalty rate, exclusivity, field-of-use
  • You receive a share of royalties per UVM's IP sharing policy
  • UVM manages the ongoing relationship and compliance monitoring

If launching a startup

  • UVM licenses IP to your company (often with equity taken by UVM in return)
  • Seek seed funding: UVM Ventures Fund, Vermont angel investors, SBIR Phase II
  • Incorporate, hire, and build — SPARK-VT and VIA continue supporting you here

If releasing as open source

  • Work with UVM Innovations to formally waive commercial claims and select a license (MIT, Apache, GPL, etc.)
  • Publish on GitHub, Zenodo, or a domain-specific repository
  • Document thoroughly to maximize adoption and community contribution
License Agreement UVM Ventures Fund SBIR Phase II Open Source Licenses UVM Technology Publisher

Frequently Asked Questions

Who owns my invention — me or UVM?

Under UVM's IP policy, inventions made using UVM resources, funding, or within the scope of your employment or research affiliation are generally owned by the University. However, UVM shares royalties with inventors — typically the inventor(s) receive a significant percentage of net licensing revenue. Students may have more flexibility, especially for inventions developed independently. Talk to UVM Innovations early to clarify ownership before it becomes a problem.

Can I publish my research and still protect IP?

Yes — but you must file at least a provisional patent application before public disclosure to preserve rights in most countries. In the US you have a 12-month grace period after disclosure, but many international jurisdictions require filing before any public disclosure. Submit your Invention Disclosure to UVM Innovations at least one month before submitting a paper, presenting at a conference, or posting a preprint.

What is the "Valley of Death" and how do I cross it?

The "Valley of Death" is the gap between a laboratory-validated technology (TRL 3–4) and a product that a company can deploy or sell (TRL 7+). Most technologies die here because they need engineering, testing, regulatory work, and capital that academic labs don't have. SBIR/STTR grants, the UVM Ventures Fund, and accelerator programs are specifically designed to help researchers bridge this gap without giving up equity prematurely.

What if I want to share my technology freely instead of commercializing it?

Open-source release is a legitimate and recognized technology transfer outcome. UVM Innovations can help you select an appropriate license, formally release the IP, and ensure proper attribution. Open-source release can also strengthen your academic reputation, build a user community, and sometimes attract commercial partners who want supported versions.

I'm a graduate student. Can I participate in tech transfer?

Absolutely. The ARC (Academic Research Commercialization) program was specifically designed to involve students in the commercialization process. Students can also participate in NSF I-Corps teams (as the entrepreneurial lead), apply for ORCA research funding, and engage with SPARK-VT. If you developed something as part of your dissertation research, talk to your advisor and UVM Innovations about your options.

Know Your Pathway?

Once you understand the trail, dive deeper into each of the three routes to impact.

Explore Licensing, Startup & Open Source